Active ETFs Arrive — You're Buying a Manager's Alpha Résumé, Not a Low Fee

Taiwan's active ETFs have arrived. Choosing one means betting on a manager's alpha record, not simply buying a lower-fee wrapper.

Active ETFs Arrive — You're Buying a Manager's Alpha Résumé, Not a Low Fee
Investing Concepts Active vs. Passive Series — Part 4: The Active-ETF Wave | ProfitVision LAB
Active ETFs Arrive — You're Buying a Manager's Alpha Résumé, Not a Low Fee

2025 was Taiwan's active-ETF debut year. But when the vehicle changes from mutual fund to ETF, do the rules of the game change — or is it old wine in a new bottle? The standard is one word: alpha.

2026.06.03 | Shiba the Disciplined | ProfitVision LAB | Active vs. Passive Series: ① U.S. → ② Taiwan → ③ The Marathon Fund → ④ Active ETFs (this piece)

📌 KEY TAKEAWAYS
  • Taiwan's FSC approved active ETFs at end-2024; 2025 was the debut year — Nomura's 00980A listed first on May 5, and by end-July there were six funds over NT$24bn. Fully transparent, intraday-tradable.
  • But for Taiwan investors, cheap was never the point — alpha is. Paying a good manager well for excess returns is entirely fair.
  • So choosing an active ETF means betting on the manager's "alpha résumé." The ETF is too new to have its own record — what you're really betting on is whether the funds the manager ran before produced excess returns (e.g., Chen Chuan-yao's UPAMC Pentium reached about +409%).
  • The wrapper solves cost and transparency, but not the core difficulty of beating the total-return market. It comes back to the series thesis: real skill, and fishing in the small/mid-cap pool where alpha lives.

2025: Taiwan's Active-ETF Debut Year

Taiwan's FSC formally approved active ETFs at the end of 2024, opening a new chapter for the fund market. The biggest difference from the passive ETFs you know (0050, 0056) is that there's a "driver" at the wheel: a manager actively builds and adjusts the portfolio rather than mechanically tracking an index. The rules don't even require it to set a performance benchmark.

The first was Nomura's 00980A, listed on May 5, 2025; other houses followed on staggered dates, and by end-July 2025 there were six with combined assets over NT$24 billion. Adoption was strong. Its two big selling points: full holdings disclosure every business day (traditional active funds usually disclose quarterly), and the ability to trade intraday like a stock.

Don't Get Spun by "Low Fees" — the Standard Is Alpha

Most articles introducing active ETFs lead with "lower fees than traditional funds." That's true, but it misses the point.

For Taiwan investors, cheap was never the draw — we want alpha (excess return). If a manager can consistently beat the total-return market, I'm happy to pay a bit more — that's "paying for a pro," entirely fair. Conversely, a cheap active fund that lags the market is just "losing, cheaply." Fees only enter at the final step: when two managers are equally skilled, then you compare who keeps costs lower and eats less of your return.

With a passive ETF, you compare "who's cheapest and tracks the index best." With an active ETF, you should compare "who has the most skill." Using passive logic (compare fees) to pick active (bet on skill) is asking the wrong question.

So What You Should Really Examine: the Manager's Alpha Résumé

Here's a structural problem: these active ETFs only listed in 2025, so they have no long-term record of their own. So what are you betting on? The answer — on what the person running it achieved at other funds before. Like sizing up a new team's head coach, you look at the record they bring. Lay out the first batch's "manager résumés":

Active ETFHouse / ListedManagerManager's track record (résumé)
00981A Active UPAMC Taiwan Growth UPAMC / 2025-05-27 Chen Chuan-yao Runs UPAMC Pentium Fund; cumulative return since Mar 2022 reached about +409%; nicknamed "the Jade Empress" / "Taiwan's Peter Lynch"
00988A Active UPAMC Global Innovation UPAMC / 2025-11-05 Chen Yi-ting UPAMC associate VP, ~18 years' experience; co-manages UPAMC Greater China Small-Mid (about +54.5% last year); overseas and small/mid-cap experience
00991A Active Fuh Hwa Future 50 Fuh Hwa / 2025-12-18 Lu Hong-yu (Hsueh Hao-chien co-mgr) Previously ran Fuh Hwa Fund (secondary sources cite ~+128.71% in recent years; not verified against monthly reports)
00992A Active Capital Taiwan Tech Innovation Capital / 2025-12-30 Chen Chao-cheng Runs Capital Innovative Technology Fund, up ~225% over 12 months vs the Taiwan market's +118%; Capital Chang-An Fund +194% over 17 months vs +102% (Capital SITE, 2026)
00982A Active Capital Taiwan Strong Capital / 2025-05-22 Chen Yuan-yi NCCU master's; runs Capital Oscar Fund, +137% over 25 months vs the Taiwan market's +113%; 00982A itself +167% over 13 months vs +118% (Capital SITE, 2026)

See the point? What's really for sale isn't the three letters "ETF," it's the alpha résumés behind names like Chen Chuan-yao and Chen Yi-ting. Chen's Pentium Fund specializes in small/mid-cap growth — which maps exactly onto Part 2's finding: Taiwan's alpha isn't in large-caps, it's in the inefficient small/mid-caps. When the résumé matches the pool, the fund has a shot at real skill rather than being another benchmark trap.

Concept Note
Active ETF = a hybrid of three

It picks stocks via a manager like an active fund, trades intraday like a passive ETF, and adds daily full holdings disclosure over traditional active funds. Fees are usually below traditional active mutual funds (the Marathon's expense is ~1.74%) but still clearly above passive 0050 (~0.14%) — the first batch's management fees run roughly 0.8%–1.4%.

The Vehicle Changed; the Core Difficulty Didn't

Let's be clear: the ETF shell solves cost (cheaper than traditional funds) and transparency (daily disclosure). But it doesn't solve the difficulty running through this whole series — beating the total-return market over the long run is genuinely hard.

Recall what our first three parts proved with data:

📚 What this series has proven with data

  1. U.S.: Over 15 years, 89.5% of U.S. large-cap active funds lagged the S&P 500. The longer the horizon, the harder to win.
  2. Taiwan: In 2024, 100% of Taiwan large-cap active funds lagged their benchmark; yet about 90% of small/mid-cap funds won — alpha lives in the inefficient corners.
  3. The Marathon: Even the evergreen champion, measured against the total-return index, lagged the market over 5 and 10 years. "Beating 0050" is a benchmark trap.

In other words, if an active ETF just buys the over-watched large-cap heavyweights like TSMC and MediaTek, it falls into the same pit — "can't beat 0050, let alone the total-return index" — ETF or not. Its success depends not on being an ETF, but on whether the person behind it has the skill and the nerve to fish in the small/mid-cap pool where alpha lives.

So, Should You Buy an Active ETF?

This piece won't hand you a "buy" or "don't" — that's on you. But here's a thinking framework; answer three questions and you'll have your bearings:

Ask yourself three questionsWhy
① Is the manager's alpha résumé solid enough?The ETF is too new; you're betting on the person's past record, not the fund's history
② Do they fish in the small/mid-cap alpha pool?Taiwan's alpha isn't in large-caps; a large-cap active ETF easily falls back into the benchmark trap
③ Will you honestly judge it against the total-return index?Don't be fooled by "beats 0050"; if you're comparing, compare against the real total-return market

If all three pass, it may be a pro worth paying for; if even one can't be answered, you may be buying another benchmark trap in a trendy wrapper. The standard, start to finish, is one thing: alpha. Fees are the small matter you check last.

📌 The point: active ETFs are a good vehicle — transparent, intraday-tradable, cheaper than traditional funds. But a vehicle doesn't generate alpha by itself. Choosing one means betting on the manager's résumé and pool-selection skill, judged honestly against the total-return index — not getting spun by "low fees" or "beats 0050." Real skill is rare; look closely before you pay.

This is the final piece of the main series. But the series' true coda lives in the Bonus — when retail investors inflate beta into apparent alpha with 2x leverage, that's another story altogether (see Further Reading below).

Frequently Asked Questions

When were Taiwan's active ETFs approved, and how many launched first?
Taiwan's FSC formally approved active ETFs at the end of 2024, with products arriving through 2025. The first was Nomura's 00980A, listed May 5, 2025; by end-July 2025 there were six listed with combined assets over NT$24 billion. They are built and adjusted by a manager, disclose full holdings every business day, and aren't required to set a performance benchmark.
Should I choose an active ETF by fee, or by something else?
For Taiwan investors, cheap was never the draw — alpha is. Paying a good manager a bit more in exchange for excess returns is entirely fair. What matters is the manager's "alpha résumé" — whether the funds they previously ran beat a total-return benchmark over the long run and whether they specialize in the small/mid-caps where alpha lives — not simply who has the lowest fee.
Who are the managers of the first Taiwan active ETFs?
For example, 00981A is run by Chen Chuan-yao, whose UPAMC Pentium Fund posted about +409% since March 2022, nicknamed "the Jade Empress"; 00988A by associate VP Chen Yi-ting; 00991A by Lu Hong-yu with Hsueh Hao-chien co-managing; 00992A by Chen Chao-cheng.
How do active ETFs differ from traditional active funds and passive ETFs?
An active ETF blends all three: a manager picks stocks like an active fund, it trades intraday like a passive ETF, and it discloses full holdings every business day. Fees are typically lower than traditional active mutual funds but still clearly higher than passive index ETFs like 0050.
Does changing the vehicle to an ETF mean it can now beat the market?
The ETF wrapper solves cost and transparency, not the fundamental difficulty of beating the total-return market. This series showed that in 2024, 100% of Taiwan large-cap active funds lagged their benchmark, with alpha living mainly in small/mid-caps. So success depends on whether the manager has real skill and fishes in the alpha pool — not on it being called an "ETF."
Shiba the Disciplined(柴柴行者)
MBA · Former exchange professional · Industry researcher · Founder, ProfitVision LAB

Two decades in U.S. equity options strategy and industry research, using systematic frameworks to strip emotional noise out of investment decisions. This series draws on FSC and TWSE public disclosures, fund houses' official data, and public financial reporting. Nothing here is investment advice.

⚠️ All content is for research and educational reference only; it is not investment advice and does not recommend any specific fund or ETF.
Investing involves risk; past performance does not guarantee future results. Please assess your own financial situation carefully.
Sources & limits: the active-ETF approval timeline, first listing (00980A, 2025-05-05), and "six funds over NT$24bn by end-July" are from Taiwan's FSC and TWSE public disclosures. Listing dates, managers, and fees are from each house's official product pages and TWSE etfInfo (data points 2025–2026). Managers' past performance: Chen Chuan-yao's UPAMC Pentium ~+409%, Chen Yi-ting's UPAMC Greater China Small-Mid ~+54.5%, and Lu Hong-yu's Fuh Hwa ~+128.71% are mostly cited from financial media and fund platforms; the "fund return vs Taiwan market return" figures for Chen Chao-cheng (Capital Innovative Technology, Capital Chang-An) and Chen Yuan-yi (Capital Oscar and 00982A itself) are from Capital SITE's official fund-manager pages (data 2026). Most of these returns are concentrated in the recent 2024–2025 period over short windows (about 6–29 months); past performance does not predict the future, and these active ETFs are 2025 products with no long verifiable record of their own yet.